Form ADV Part 2B

Form ADV Part 2B Brochure Supplement

 

Mr. D. (Dennis) Michael Kane

Kane Investment Management, Inc.

15466 Los Gatos Blvd., Suite 213

408-358-5263

www.kaneinvestment.com

July 1, 2021

This brochure supplement provides information about Mr. D. (Dennis) Michael Kane that supplements Kane Investment Management, Inc.’s brochure. You should have received a copy of that brochure. Please contact us at 408-358-5263 or info@kaneinvestment.com if you did not receive Kane Investment Management, Inc.’s brochure or if you have any questions about the contents of this supplement.

Additional information about Mr. D. (Dennis) Michael Kane is available on the SEC's website at www.adviserinfo.sec.gov.

Educational Background & Business Experience

Born in 1947, D (Dennis) Michael Kane is President and owner of Kane Investment Management, Inc.  Prior to founding the company in December 1982, Mr. Kane held management positions with the U.S. Department of Defense, Firestone Tire & Rubber, and Kaiser Cement. While on assignment with the DOD, he was decorated by the Secretary of Defense receiving the Joint Service Commendation Medal for exceptionally meritorious service. He was a former governing board member of El Camino Hospital and has sat on a variety of other local boards. Mr. Kane received his BA from the University of Michigan and his MBA in Management and Finance from Golden Gate University. He holds the SEC/NASD General Securities – Series 2, Uniform Securities Agent – Series 63, and Uniform Securities Principal – Series 24 Licenses.

Disciplinary Information

Mr. Kane does not have any disciplinary activity.

Other Business Activities

Mr. Kane is not involved in other business activity.

Additional Compensation

Mr. Kane does not receive additional compensation other than his salary and profit sharing from the business.

Supervision

As President, Mr. Kane is not under the direct supervision of any one individual.

 

 

 

Form ADV Part 2B Brochure Supplement

 

Mr. Manjeshwar (M.S.) Bhat

Kane Investment Management, Inc.

15466 Los Gatos Blvd., Suite 213

408-358-5263

www.kaneinvestment.com

July 1, 2021

 

This brochure supplement provides information about Mr. Manjeshwar (M.S.) Bhat that supplements Kane Investment Management, Inc.’s brochure. You should have received a copy of that brochure. Please contact us at 408-358-5263 or info@kaneinvestment.com if you did not receive Kane Investment Management, Inc.’s brochure or if you have any questions about the contents of this supplement.

Additional information about Mr. Manjeshwar (M.S.) Bhat is available on the SEC's website at www.adviserinfo.sec.gov.

Educational Background & Business Experience

Born in 1949, Mr. Manjeshwar (M.S.) Bhat joined Kane Investment Management Inc. in February 2009 and serves as Chief Operating Officer of Kane Investment Management, Inc. Prior to his employment at Kane Investment Management, Inc., Dr. Bhat worked at UC Berkeley, IBM (NYSE:IBM) and Hitachi Global Storage Technologies, acquired by Western Digital Corp (NASDAQ:WDC), where he became Vice President and General Manager of US Development Labs for Hitachi. He received a B.S. in Engineering from Banaras Hindu University, India (1971), and as M.S. in Engineering (1974) and Ph.D. in Engineering (1977) from the University of California, Berkeley. Dr. Bhat joined Kane Investment Management, Inc. in 2009 and he holds a Uniform Investment Representative Law – Series 65 license. 

Disciplinary Information

Mr. Bhat does not have any disciplinary activity.

Other Business Activities

Mr. Bhat is not involved in other business activity.

Additional Compensation

Mr. Bhat does not receive additional compensation other than his salary and revenue sharing of Kane Investment Management, Inc.

Supervision

Mr. Bhat is under the direct supervision of Mr. Kane, President, who can be reached at 408-358-5263.

 

 

 

Form ADV Part 2B Brochure Supplement

 

Mr. Charles Donald (Don) Davis

Kane Investment Management, Inc.

15466 Los Gatos Blvd., Suite 213

408-358-5263

www.kaneinvestment.com

July 1, 2021

 

This brochure supplement provides information about Mr. Charles Donald (Don) Davis that supplements Kane Investment Management, Inc.’s brochure. You should have received a copy of that brochure. Please contact us at 408-358-5263 or info@kaneinvestment.com if you did not receive Kane Investment Management, Inc.’s brochure or if you have any questions about the contents of this supplement.

Additional information about Mr. Charles Donald (Don) Davis is available on the SEC's website at www.adviserinfo.sec.gov.

Educational Background & Business Experience

Born in 1935, Mr. Charles Donald (Don) Davis is an Investment Adviser Representative at Kane Investment Management, Inc.  He joined the firm in January 1998.  Prior to Kane Investment Management, Inc., Mr. Davis held positions in engineering, marketing and sales positions in high technology companies including: Ampex (NASDAQ:AMPX), GenRad (NYSE:GEN), InterMed, and Spectral Dynamics. He received a B.S. in Mechanical Engineering from the University of California, Berkeley (1958) with MBA courses in marketing and finance at the University of Santa Clara (1986-89). Mr. Davis holds General Securities Representative – Series 7 and Uniform Investment Representative Law – Series 65 licenses.

Disciplinary Information

Mr. Davis does not have any disciplinary activity.

Other Business Activities

Mr. Davis is not involved in other business activity.

Additional Compensation

Mr. Davis does not receive additional compensation other than his salary.

Supervision

Mr. Davis is under the direct supervision of Mr. Kane, President, who can be reached at 408-358-5263.

 

 

Form ADV Part 2B Brochure Supplement

 

Ms. Amy J. Rockom

Kane Investment Management, Inc.

15466 Los Gatos Blvd., Suite 213

408-358-5263

www.kaneinvestment.com

July 1, 2021

 

This brochure supplement provides information about Ms. Amy J. Rockom that supplements Kane Investment Management, Inc.’s brochure. You should have received a copy of that brochure. Please contact us at 408-358-5263 or info@kaneinvestment.com if you did not receive Kane Investment Management, Inc.’s brochure or if you have any questions about the contents of this supplement.

Additional information about Ms. Amy J. Rockom is available on the SEC's website at www.adviserinfo.sec.gov.

Educational Background & Business Experience

Born in 1973, Ms. Amy J. Rockom joined Kane Investment Management, Inc. in May 2011 and serves as an Investment Adviser Representative at Kane Investment Management, Inc. Prior to her employment at Kane Investment Management, Inc., Amy worked at Antrim Design Systems and IKOS Systems where she became Marketing Communications Manager. In addition, she worked at META-Software, where she became Trade Show Manager. Although no formal college degree, Amy has completed business and marketing coursework at San Diego State University, Fowler College of Business. Amy joined Kane Investment Management, Inc. in 2011 and she holds a Uniform Investment Representative Law – Series 65 license. 

Disciplinary Information

Ms. Rockom does not have any disciplinary activity.

Other Business Activities

Ms. Rockom is not involved in other business activity.

Additional Compensation

Ms. Rockom does not receive additional compensation other than her salary and revenue sharing of Kane Investment Management, Inc.

Supervision

Ms. Rockom is under the direct supervision of Mr. Kane, President, who can be reached at 408-358-5263.