Our Staff Qualifications

 

 

D. Michael Kane

President & CEO  

michael.kane@kaneinvestment.com 

D. (Dennis) Michael Kane, born 1947, is President and owner of Kane Investment Management, Inc. He is a Registered Investment Adviser Representative and General Securities Principal. He has successfully managed clients’ portfolios since 1982. Prior to founding the company,  Mr. Kane held management positions with the U.S. Department of Defense, Firestone Tire & Rubber, and Kaiser Cement. While on assignment with the DOD, he was decorated by the Secretary of Defense receiving the Joint Service Commendation Medal for exceptionally meritorious service. He was a former governing board member of El Camino Hospital and has sat on a variety of other local boards. Mr. Kane received his BA from the University of Michigan and his MBA in Management and Finance from Golden Gate University. He holds the SEC/NASD General Securities – Series 2, Uniform Securities Agent – Series 63, and Uniform Securities Principal – Series 24 Licenses.

 

Dr. M.S. Bhat

Vice President, Investment Adviser Representative   

bhat@kaneinvestment.com

Born 1949, serves as Vice President of Kane Investment Management, Inc. Prior to his employment at Kane Investment Management, Inc., Dr. Bhat worked at UC Berkley, IBM (NYSE:IBM) and Hitachi Global Storage Technologies, acquired by Western Digital Corp (NASDAQ:WDC), where he became Vice President and General Manager of US Development Labs for Hitachi. He received a B.S. in Engineering from Banaras Hindu University, India (1971), and as M.S. in Engineering (1974) and Ph.D. in Engineering (1977) from the University of California, Berkeley. Dr. Bhat joined Kane Investment Management, Inc. in 2009 and holds a Uniform Investment Representative Law – Series 65 license.

 

Don Davis

Mutual Fund Manager,  Investment Adviser Representative, Financial Planner

don.davis@kaneinvestment.com

Born 1935, has broad business experience that includes engineering, marketing and sales positions in high technology companies including: Ampex (NASDAQ:AMPX), GenRad (NYSE:GEN), InterMed, and Spectral Dynamics. He received a B.S. in Mechanical Engineering from the University of California, Berkeley (1958) with MBA courses in marketing and finance at the University of Santa Clara (1986‐89). Mr. Davis holds General Securities Representative – Series 7 and Uniform Investment Representative Law – Series 65 licenses. Mr. Davis joined Kane Investment Management, Inc. in 1998 and serves as an Investment Adviser Representative.

 

Amy J. Rockom 

Investment Adviser Representative

amy.rockom@kaneinvestment.com  

Born 1973, Amy Rockom has 12 years of marketing communications, trade show management and administrative experience for software simulation tools companies including Antrim Design Systems, META-Software and IKOS Systems.  She attended San Diego State University, majoring in Business/Marketing. Ms. Rockom joined Kane Investment Management, Inc. in 2011 and holds a Uniform Investment Representative Law – Series 65 license.

 

Jennifer Kane

Compliance and Office Administrator

 jennifer.kane@kaneinvestment.com  

Jennifer Kane has broad administrative experience ranging from corporate compliance to office management. She received a B.A. in Political, Legal and Economic Analysis from Mills College in 2012. Ms. Kane joined Kane Investment Management, Inc. in 2013 and serves as Compliance and Office Administrator. 

 

Cydney Detlie

Office Assistant

cydney.detlie@kaneinvestment.com  

 

 

The education and business background for individuals of Kane Investment Management, Inc. are also supplied on the Form ADV Part 2B Brochure Supplement.
Kane Investment Management, Inc. is not involved in any other business other than providing investment advice.

Kane Investment Management, Inc. charges performance‐based fees for those clients that meet the definition of a qualified client. This may create an incentive for Kane Investment Management, Inc. to recommend an investment that may carry a higher degree of risk to the client. Please refer to Item 6 – Performance Based Fees and Side by Side Management in this brochure for how the fee is calculated and billed.

Neither Kane Investment Management, Inc. nor its management persons have been involved in an arbitration claim or been found liable in a civil, self‐regulatory organization or administrative proceeding that is material to the client’s evaluation of the Firm or its management.

Neither Kane Investment Management, Inc. nor its management persons, has any relationship or arrangement with issuers of securities.

           

 

                                                                                                        

 

Check the background of this financial professional on FINRA's BrokerCheck
Check the background of this financial professional on FINRA's BrokerCheck